Search Site

Print Friendly and PDF

For Your Information: Securities

We hope that you find the information contained in these articles useful. If can assist you in a potential securities case, please contact us for a complimentary consultation.

Securities Litigation: A Primer on the Customer’s Rights

Many clients think their brokers or investment advisors are responsible for the bad performance of their portfolios. You may have the same complaint. Is there a cause of action? What is the forum and what is the substance of the case? It is not enough that markets are down. Formulating a cause of action requires a knowledge of the securities industry and the broker’s relationship with the customer. Read more >>

Churning: An Insidious and Vicious Fraud

Churning is one of the most common frauds committed by errant securities firms and the occasional wayward broker they may employ. It consists of a broker exercising control over a customer’s account, and excessively trading in the account without regard to the customer’s needs and investment objectives. Read more >>

Contact us

Please fill out the form below and one of our attorneys will contact you.

Quick Contact Form

Our Offices
  • Stamford Office
    403 Stanwich Road
    Greenwich, Connecticut 06830
    Phone: 212-779-4233
    Fax: 203-547-7540
  • New York Office
    110 E. 59th Street
    Suite 3202
    New York, New York 10022
    Phone: 212-779-4233
    Fax: 203-547-7540

Mushkin Law accepts Bitcoin